Mutual Fund Boards
Finix Business Strategies provides advisory services to mutual fund boards, assisting them with review, selection and oversight of service providers. Our advisors can provide independent expert advice with regard to the complex aspects of transfer agent processing, shareholder servicing and intermediary arrangements.
Finix advisors have a long history in the operational support of mutual funds, working with numerous fund boards, orchestrating and executing projects and providing independent advice to fund directors.
Chief Compliance Officers
Finix advisors assist fund company CCO’s in their oversight of transfer agents, shareholder service agents and intermediaries. Our advisors provide hands-on evaluations of service providers and intermediaries, providing a level of review beyond the financial controls of a SAS-70 report or the 38-a-1 certification. We also assist CCOs with rule 22c2 frequent trading review programs.
Fund Management Companies
Finix advisors offer advice to fund companies on a wide variety of subjects, from mergers and acquisition transition, due diligence reviews, fund policy standardization, service provider reviews, RFPs, conversion project management and intermediary policy and oversight.
