Investment Management

Finix advisors know every aspect of asset management, and are capable of delivering both insight and operational capability to your organization. We have developed systems to manage some of the highest account volumes of any firm in the industry. We have shepherded massive scale integration projects through to successful completion. And we have helped smaller-scale money managers design comprehensive, cost-effective systems that promote their eventual growth.

There are many ways that Finix's service model fits the investment management industry, which you can explore here. When you're ready, you can learn more about our individual services in the Services section.

SMA (Separately Managed Accounts)

A successful SMA business demands cost-effective operational solutions to address high account volumes and complex regulatory requirements. To help your firm identify and implement the right solutions faster, Finix structures its resources and IT partnerships to provide:

• strategic guidance
• back- and middle-office support
• sales support
• trading support
• compliance
• client communications/reporting services

Mutual Funds

Finix advisors offer advice to fund companies on a wide variety of subjects, including:

• reporting systems
• portfolio accounting
• due diligence reviews
• fund policy standardization
• service provider reviews
• RFPs
• CRM
• conversion project management
• intermediary policy and oversight
• mergers and acquisition transition

Finix's resources and IT relationships can also help mutual fund providers identify cost-effective operational solutions to address high account volumes, complex regulatory requirements, and other challenges unique to the fund business.

Institutional

A successful institutional business demands cost-effective operational solutions to address account volumes, consultant relationships and regulatory requirements. To help your firm identify and implement the right solutions faster, Finix structures its resources and IT partnerships to provide:

• strategic guidance
• back and middle office support
• sales support
• trading support
• compliance
• client communications/reporting services

Retirement Services

In addition to the everyday complexities of investment management, retirement product providers must tackle the tax and legislative reporting demands of qualified plans, as well as unique sales and client requirements. Finix's broad and deep knowledge of investment management, combined with its ability to target manageable solutions for difficult operational problems, are ideally suited to help retirement service firms meet their obligations and manage their costs. Look to Finix for help with:

• reporting systems
• portfolio accounting
• due diligence reviews
• workflow
• service provider reviews
• RFPs
• CRM

High Net Worth

How can you bring state-of-the-art operational solutions and technologies to your high net worth business? Finix's broad experience with asset management firms of all sizes, and our ability to optimize complex relationships with multiple service providers, let us help your firm apply best-in-class systems that suit your cost framework. Trust Finix to help you with:

• strategic guidance
• back- and middle-office support
• sales support
• trading support
• compliance
• client communications/reporting services

If your business includes Trusts, Finix can also help you address the special operational challenges specific to Trust services.

Mutual Fund Boards

Finix Professional Services works with mutual fund boards, organizing and executing projects and providing independent advice to fund directors. With our extensive background in mutual fund operations, we can assist with:

• review, selection, and oversight of critical service providers
• independent, expert advice regarding transfer agent processing, shareholder servicing, and intermediary arrangements
• development of compliance policies and procedures that exceed SAS-70, 38-a-1, or 22c2 standards

Securities Brokerage

Finix's technology and operations experience is deeper and richer than you'd find at the typical consultancy. A broad suite of capabilities, hands-on management skills, and extensive experience in asset management make Finix an exceptional partner for the brokerage industry.

We have honed our skills providing solutions that suit large-scale corporate requirements, such as acquisitions, dispositions and transitions, as well as more-specific projects, such as RFP management and tracking. Whatever your operational need, our substantial toolkit for both the front and back office will solve the problem and enhance your financial position.

There are many ways that Finix's service model fits the securities brokerage industry, which you can explore here. When you're ready, you can learn more about our individual services in the Services section.

Capital Markets

Capital markets is a high-volume, high-intensity business that demands superior technical and operational processes. Finix's experience in addressing these needs is deeper and richer than you'd find at the typical consultancy, and it gives us an edge in identifying technologies and operational practices that are a good fit for your business. Turn to Finix for:

• optimal trading systems (including web-based and third-party)
• securities lending systems
• inventory management
• trading desk tools for fixed income, listed equities and OTC equities
• conversions and integrations
• compliance tools

Finix can not only identify effective systems that save time and reduce costs, we have the expertise to implement those systems, develop quality processes to gain maximum benefit from them, and help you to oversee their effective use.

Private Client

Private client/wealth management businesses can be particularly challenging because of the account and transaction volumes and their associated costs. Finix's broad experience with operational planning, and our expertise with the major service providers, allow us to help your firm deploy best-in-class systems that suit your cost framework. Trust Finix to help you with:

• brokerage processing systems
• conversions
• process management
• strategic guidance
• statements and portfolio reporting
• trading support
• compliance

We can also assist in the selection of SMA managers and strategies that suit your client base, and arm you with appropriate standards and measurement tools for ongoing reviews.

Banking

Banks face the same intense technical and operational demands typical to other areas of the financial industry. Finix understands that banks must also cope with unique requirements specific to the banking business model. Finix can help banks conduct better strategic planning and achieve greater operational efficiency by understanding the special operational, compliance and risk management framework specific to the banking industry.

There are many ways that Finix's service model fits the banking industry, which you can explore here. When you're ready, you can learn more about our individual services in the Services section.

Wealth Management

Wealth management functions can be particularly challenging in a bank setting because of the account and transaction volumes and their associated costs. Finix's broad experience with operational planning, and our expertise with the major IT service providers, allow us to help your bank apply best-in-class systems that suit your cost framework. Trust Finix to help you with:

• brokerage processing systems
• conversions
• process management
• strategic guidance
• statements and portfolio reporting
• trading support
• compliance

Retail Banking

Helping banks manage high volumes with minimal errors is a strong suit of Finix. Regardless of how your bank is structured, Finix can help you review your retail banking requirements and recommend technological or procedural options to increase speed, reduce costs, or improve quality.

Trust Services

Finix can also help you address the special operational challenges specific to Trust products.

Healthcare

Complex business models. Extensive data. Considerable regulatory and compliance issues. Serious cost challenges. Finix understands business environments that demand tight controls and superior outcomes, and that is why Finix is an excellent choice of partner for your healthcare firm.

There are many ways that Finix's service model fits the healthcare industry, which you can explore here. When you're ready, you can learn more about our individual services in the Services section.

Insurance

Finix's knowledge of operational best practices and superior technological infrastructure and applications can be a potent combination for the healthcare industry. With our experience and our execution skills, we can provide:

• patient benefits management
• strategic guidance
• operational project management
• IT infrastructure
• process re-engineering
• application development
• systems integration

Health and Wellness

Finix and our Web partners can help your wellness company connect to potential customers and help you deliver high quality service to them. We can work with your firm to develop a state-of-the-art ordering and delivery system that is efficient and cost effective, and can provide strategic and operational guidance that is supportive of your long-term growth.

Patient Benefits Management

Finix's unique experience in managing, storing, and accessing vast data pools with exceptional technology infrastructure is an ideal fit for hospitals, doctors, and insurance companies looking to modernize their medical records.